Sample Pre-Hearing Order #1

USAGE NOTE:

The below represents the general form and content of the order I normally enter in AAA-administered arbitrations – where I am the sole arbitrator – following the initial preliminary hearing with the parties/counsel. It should be read in conjunction with the agenda letter and agenda I send out prior to the initial preliminary hearing. I use a substantially similar form for private and arbitrations administered by FINRA DR.

Sample Pre-Hearing Order #1